Pallav Patiar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Landesbank Baden-Wurttemberg
FRN 204779
- [FCA CF] Client dealing (since 1 Jun 2023)
- [FCA CF] Material risk taker (1 Jun 2023 to 25 Jul 2024)
Panima Capital Management Limited (no longer approved here)
FRN 653812
- CF30 Customer (24 Jun 2016 to 24 Mar 2017)
EDF Trading Markets Limited (no longer approved here)
FRN 197427
- CF30 Customer (1 Nov 2007 to 27 Sep 2011)
- CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.