Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Proprietary trader (since 2 May 2024)
    • [FCA CF] Client dealing (since 2 May 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (16 Jul 2020 to 29 Oct 2022)
    • [PRA CF] Managing a material risk taker (16 Jul 2020 to 29 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 29 Oct 2022)
    • [FCA CF] Manager of certification employee (23 Apr 2020 to 29 Oct 2022)
    • [FCA CF] Client dealing (16 Mar 2020 to 29 Oct 2022)
    • CF30 Customer (7 Oct 2013 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (2 Jul 2018 to 29 Nov 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 Feb 2011 to 10 Jul 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (22 Dec 2003 to 25 May 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (28 Nov 2002 to 25 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.