Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Proprietary trader (since 2 May 2024)
- [FCA CF] Client dealing (since 2 May 2024)
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- [FCA CF] Material risk taker (16 Jul 2020 to 29 Oct 2022)
- [PRA CF] Managing a material risk taker (16 Jul 2020 to 29 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 29 Oct 2022)
- [FCA CF] Manager of certification employee (23 Apr 2020 to 29 Oct 2022)
- [FCA CF] Client dealing (16 Mar 2020 to 29 Oct 2022)
- CF30 Customer (7 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (2 Jul 2018 to 29 Nov 2019)
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- CF30 Customer (2 Feb 2011 to 10 Jul 2013)
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- CF21 Investment Adviser (22 Dec 2003 to 25 May 2006)
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- CF21 Investment Adviser (28 Nov 2002 to 25 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.