Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 16 May 2023)
- [FCA CF] Manager of certification employee (since 16 May 2023)
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 16 May 2023)
- [FCA CF] Manager of certification employee (since 16 May 2023)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2023)
- CF30 Customer (4 Nov 2015 to 8 Dec 2019)
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- CF30 Customer (2 Oct 2012 to 22 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.