Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Manager of certification employee (since 3 Mar 2025)
- [FCA CF] Client dealing (since 19 Jun 2023)
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- [FCA CF] Manager of certification employee (1 Feb 2021 to 1 Feb 2023)
- [FCA CF] Material risk taker (1 Feb 2021 to 1 Feb 2023)
- [FCA CF] Client dealing (1 Feb 2021 to 1 Feb 2023)
- [FCA CF] Proprietary trader (1 Feb 2021 to 1 Feb 2023)
- [FCA CF] Significant management (1 Feb 2021 to 1 Feb 2023)
- CF30 Customer (10 Jul 2009 to 8 Dec 2019)
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- CF30 Customer (5 Sep 2008 to 19 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 15 May 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.