Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Material risk taker (since 8 Dec 2025)
    • [FCA CF] Client dealing (since 8 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2025)
    • [FCA CF] Manager of certification employee (since 8 Dec 2025)
    • [FCA CF] Significant management (since 8 Dec 2025)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • [FCA CF] Material risk taker (1 Jan 2022 to 18 Jul 2025)
    • [FCA CF] Client dealing (7 Mar 2020 to 18 Jul 2025)
    • [FCA CF] Significant management (30 May 2019 to 18 Jul 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2019 to 18 Jul 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Jul 2025)
    • CF30 Customer (28 May 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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