Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal & General Financial Advice Ltd
FRN 839860
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
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- CF30 Customer (22 Jun 2016 to 5 Oct 2016)
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- CF30 Customer (13 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (16 May 2014 to 22 Oct 2014)
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- (230)Employed By (16 May 2014 to 22 Oct 2014)
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- Employed By (16 Oct 2013 to 5 Dec 2013)
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- CF30 Customer (1 Apr 2008 to 11 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 25 Feb 2008)
- CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Dec 2006 to 4 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.