Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
  • 1st Financial Services (London) Limited (no longer approved here)

    FRN 454529

    • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.