Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JT Financial Management Limited (no longer approved here)

    FRN 627757

    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
    • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
    • CF1 Director (27 Nov 2015 to 8 Dec 2019)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (1 Dec 2001 to 2 Nov 2003)
    • CF27 Investment Management (1 Dec 2001 to 2 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.