JT Financial Management Limited

• Principal Place of Business

  Pannell House

  Park Street

  Guildford

  Surrey

  GU1 4XB

  UNITED KINGDOM

  Phone

  +4402033931044

  Web

  http://www.jtfm.co.uk

• Complaints Contact

  Pannell House

  Park Street

  Guildford

  Surrey

  GU1 4XB

  UNITED KINGDOM

  Phone

  +442033931044

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Belinda Thomas

  IRN BLB01007

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 May 2024)
  • [FCA CF] Functions requiring qualifications (since 23 May 2024)
  • SMF3 Executive Director (5 Jul 2024 to 1 Dec 2025)
• Christopher John Warnford Tottle

  IRN CJT01049

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (17 Oct 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (17 Oct 2014 to 30 Sep 2018)
  • CF30 Customer (17 Oct 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Oct 2014 to 8 Dec 2019)
• Jane Emily Tottle

  IRN JET01142

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Sep 2017 to 8 Dec 2019)
• Olivia Mary Hancock

  IRN OMH01001

  • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2024)
  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
  • CF1 Director (27 Nov 2015 to 8 Dec 2019)
• Richard Alexander Jennings

  IRN RAJ01077

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2025)
  • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Aug 2025)
  • CF1 Director (17 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (17 Oct 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Oct 2014 to 8 Dec 2019)
• Sarah Jane Wild

  IRN SXW01037

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 26 Aug 2025)

No changes recorded yet.