Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 18 Oct 2024)
    • SMF3 Executive Director (since 18 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2024)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (14 Oct 2022 to 18 Oct 2024)
    • CF3 Chief Executive (AR) (14 Oct 2022 to 18 Oct 2024)
    • CF30 Customer (14 Oct 2022 to 18 Oct 2024)
  • Collington Capital Limited (no longer approved here)

    FRN 979171

    • Employed By (14 Oct 2022 to 18 Oct 2024)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 17 May 2017)
    • CF2 Non Executive Director (28 Feb 2011 to 6 Mar 2016)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF2 Non Executive Director (1 Sep 2014 to 31 Dec 2015)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF2 Non Executive Director (30 Mar 2011 to 7 Aug 2014)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • CF2 Non Executive Director (28 Feb 2011 to 15 Jul 2015)
  • Aon UK Limited (no longer approved here)

    FRN 310451

    • CF2 Non Executive Director (12 Jan 2006 to 30 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.