Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mansford Capital Limited
FRN 221138
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Sep 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (30 Jan 2004 to 19 Sep 2008)
- CF1 Director (12 May 2003 to 8 Dec 2019)
- CF8 Apportionment and Oversight (12 May 2003 to 31 Oct 2007)
- CF3 Chief Executive (12 May 2003 to 8 Dec 2019)
- CF26 Customer Trading (12 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.