Date authorised
1 April 2013
Companies House
03033587
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Mansford LLP
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402078380111
  • Complaints Contact

    c/o Mansford LLP
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402078380111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to investments which are backed by interests in real property.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Limited to investments which are backed by interests in real property.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Limited to investments which are backed by interests in real property.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Henry Knight

    IRN CHK01012

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF26 Customer Trading (12 May 2003 to 31 Oct 2007)
    • CF1 Director (12 May 2003 to 8 Dec 2019)
  • Clinton Kramer

    IRN CXK01263

    • CF10 Compliance Oversight (19 Sep 2008 to 13 Aug 2010)
    • CF11 Money Laundering Reporting (19 Sep 2008 to 13 Aug 2010)
  • Colin Boxall

    IRN CXB02091

    • CF10 Compliance Oversight (16 Aug 2012 to 31 Dec 2014)
    • CF1 Director (16 Aug 2012 to 31 Dec 2014)
    • CF11 Money Laundering Reporting (16 Aug 2012 to 31 Dec 2014)
  • Dominic John Dinan

    IRN DJD01135

    • CF26 Customer Trading (12 May 2003 to 30 Jan 2004)
    • CF1 Director (12 May 2003 to 30 Jan 2004)
    • CF10 Compliance Oversight (12 May 2003 to 30 Jan 2004)
    • CF11 Money Laundering Reporting (12 May 2003 to 30 Jan 2004)
  • Gavin MacAlister MacEchern

    IRN GMM01059

    • CF26 Customer Trading (30 May 2003 to 31 Mar 2007)
    • CF2 Non Executive Director (12 May 2003 to 31 Mar 2007)
  • James Knox

    IRN JAK01170

    • CF1 Director (17 Nov 2016 to 6 Nov 2017)
  • Jerome McKenzie

    IRN JXM04285

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2025)
  • Judith Alison Saunders

    IRN JAS01258

    • CF2 Non Executive Director (16 Jul 2013 to 8 Dec 2019)
  • Michael Frame

    IRN MXF01604

    • CF10 Compliance Oversight (14 Apr 2011 to 17 Oct 2012)
    • CF11 Money Laundering Reporting (14 Apr 2011 to 17 Oct 2012)
    • CF1 Director (14 Apr 2011 to 17 Oct 2012)
  • Michael Philip Birch

    IRN MPB01050

    • CF30 Customer (1 Nov 2007 to 3 Mar 2009)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF26 Customer Trading (22 Nov 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (31 Aug 2005 to 22 Nov 2005)
    • CF1 Director (31 Aug 2005 to 3 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.