Mansford Capital Limited

Date authorised
1 April 2013
Companies House
03033587
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Mansford LLP
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402078380111
    Web
    https://www.mansford.com

  • Complaints Contact

    c/o Mansford LLP
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402078380111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to investments which are backed by interests in real property.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Limited to investments which are backed by interests in real property.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Limited to investments which are backed by interests in real property.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Alan Potter

    IRN NAP01091

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2025)
    • CF11 Money Laundering Reporting (30 Sep 2015 to 8 Dec 2019)
  • Oliver Smith

    IRN OXS01050

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Jan 2004 to 19 Sep 2008)
    • CF1 Director (12 May 2003 to 8 Dec 2019)
    • CF3 Chief Executive (12 May 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 May 2003 to 31 Oct 2007)
    • CF26 Customer Trading (12 May 2003 to 31 Oct 2007)
  • Shahram David Elghanayan

    IRN SDE01016

    • CF1 Director (12 May 2003 to 16 Jan 2004)
    • CF26 Customer Trading (12 May 2003 to 16 Jan 2004)
  • Susan Kathleen White

    IRN SKW01033

    • CF11 Money Laundering Reporting (25 Oct 2010 to 4 Feb 2011)
    • CF1 Director (25 Oct 2010 to 4 Feb 2011)
    • CF10 Compliance Oversight (25 Oct 2010 to 4 Feb 2011)
  • Thomas Geoffrey Charles Dale

    IRN TGD01030

    • CF10 Compliance Oversight (26 Feb 2015 to 19 Jun 2015)
    • CF11 Money Laundering Reporting (26 Feb 2015 to 19 Jun 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.