Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2008 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF27 Investment Management (2 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Apr 2004 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.