Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 23 Oct 2024)
- [FCA CF] Manager of certification employee (since 14 Mar 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 23 Oct 2024)
- [FCA CF] Manager of certification employee (since 14 Mar 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
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- [FCA CF] Client dealing (29 Jun 2016 to 26 Jun 2020)
- [FCA CF] Manager of certification employee (29 Jun 2016 to 26 Jun 2020)
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- CF30 Customer (14 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (11 Sep 2008 to 11 Dec 2014)
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- CF30 Customer (11 Sep 2008 to 6 Mar 2016)
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- CF30 Customer (11 Sep 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.