Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S.W. MITCHELL CAPITAL LLP
FRN 434493
- [FCA CF] Client dealing (since 11 Sep 2023)
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- CF30 Customer (1 Nov 2007 to 27 Feb 2015)
- CF21 Investment Adviser (21 Feb 2003 to 31 Oct 2007)
- CF27 Investment Management (21 Feb 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.