Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Capital (Europe) Limited
FRN 193905
- [FCA CF] Material risk taker (since 10 Sep 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Aug 2019 to 8 Dec 2019)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (6 Jan 2006 to 21 Jul 2006)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (6 Jan 2006 to 21 Jul 2006)
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- CF21 Investment Adviser (30 Jan 2004 to 26 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.