Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 10 Sep 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (6 Jan 2006 to 21 Jul 2006)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (6 Jan 2006 to 21 Jul 2006)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (30 Jan 2004 to 26 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.