Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Significant management (since 25 Nov 2025)
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Material risk taker (since 22 Sep 2025)
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
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- [FCA CF] Material risk taker (since 22 Sep 2025)
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- [FCA CF] Material risk taker (since 22 Sep 2025)
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Schroders IS Limited
FRN 195028
- [FCA CF] Material risk taker (since 22 Sep 2025)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Material risk taker (since 22 Sep 2025)
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SCHRODER & CO. LIMITED
FRN 144206
- SMF1 Chief Executive (since 6 Aug 2025)
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- [FCA CF] Manager of certification employee (2 Mar 2023 to 2 May 2025)
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- [FCA CF] Manager of certification employee (2 Mar 2023 to 2 May 2025)
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- SMF19 Head of Overseas Branch/Head of Overseas (20 Jan 2022 to 11 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.