Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 12 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2022)
    • SMF3 Executive Director (since 12 Jul 2022)
    • [FCA CF] Client dealing (since 12 Jul 2022)
    • SMF1 Chief Executive (since 12 Jul 2022)
    • SMF16 Compliance Oversight (since 12 Jul 2022)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Jan 2012 to 14 Jun 2015)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (27 Jun 2011 to 14 Jun 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.