Oliver Francis Orlebar Findlay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 17 Apr 2023)
  • GBIM Limited

    FRN 593265

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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