Oliver Charles Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 10 Jul 2025)
    • [FCA CF] Manager of certification employee (12 Sep 2025 to 17 Nov 2025)
    • [FCA CF] Client dealing (27 Oct 2016 to 2 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF21 Investment Adviser (15 Aug 2003 to 20 Apr 2004)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF21 Investment Adviser (15 Aug 2003 to 20 Apr 2004)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.