Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 1 Jun 2022)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (16 Aug 2021 to 15 Apr 2022)
    • [FCA CF] Client dealing (16 Aug 2021 to 15 Apr 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (2 Oct 2020 to 23 Jun 2021)
    • [FCA CF] Client dealing (2 Oct 2020 to 23 Jun 2021)
    • CF30 Customer (27 Mar 2018 to 31 Jul 2019)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (28 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.