Oliver Asplin Hearsey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • CF30 Customer (3 Jan 2012 to 6 Mar 2016)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • CF30 Customer (3 Jan 2012 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Dec 2009 to 15 Feb 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (13 Aug 2004 to 23 Aug 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (13 Aug 2004 to 23 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.