Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 9 Jan 2026)
- [FCA CF] Material risk taker (since 11 Nov 2025)
- [FCA CF] Client dealing (since 4 Sep 2025)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 9 Jan 2026)
- [FCA CF] Material risk taker (since 11 Nov 2025)
- [FCA CF] Client dealing (since 4 Sep 2025)
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- [FCA CF] Algorithmic trading (7 Feb 2023 to 4 Jun 2025)
- [FCA CF] Manager of certification employee (26 Jan 2021 to 4 Jun 2025)
- [FCA CF] Client dealing (2 Aug 2017 to 4 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.