Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • [FCA CF] Client dealing (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 2 Jan 2022)
    • [FCA CF] Significant management (1 Jan 2022 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Significant management (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 2 Jan 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (1 May 2020 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 2 Jan 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Significant management (1 Jan 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (1 May 2020 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Significant management (since 1 Jan 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 2 Jan 2022)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • [FCA CF] Manager of certification employee (2 May 2025 to 19 Sep 2025)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF30 Customer (1 Nov 2007 to 1 Mar 2019)
    • CF21 Investment Adviser (11 Jan 2006 to 31 Oct 2007)
    • CF26 Customer Trading (11 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.