Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marlborough Investment Management Limited
FRN 115231
- [FCA CF] Material risk taker (since 11 Mar 2024)
- [FCA CF] Significant management (since 14 Jul 2022)
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INVESTMENT FUND SERVICES LIMITED
FRN 464193
- [FCA CF] Material risk taker (since 11 Mar 2024)
- [FCA CF] Significant management (since 25 Oct 2022)
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- [FCA CF] Material risk taker (11 Mar 2024 to 2 May 2025)
- [FCA CF] Significant management (17 Oct 2022 to 2 May 2025)
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- [FCA CF] Material risk taker (18 Dec 2020 to 5 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.