Noman Mushtaq

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2022)
    • [FCA CF] Client dealing (since 14 Jan 2022)
  • Talis Financial Advisers Ltd (no longer approved here)

    FRN 150458

    • [FCA CF] Client dealing (11 May 2020 to 21 Jan 2022)
    • [FCA CF] Functions requiring qualifications (11 May 2020 to 21 Jan 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Nov 2014 to 25 Sep 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (15 May 2013 to 22 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.