Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (11 Nov 2016 to 14 Jul 2019)
    • [FCA CF] Client dealing (11 Nov 2016 to 25 Sep 2023)
    • [FCA CF] Manager of certification employee (11 Nov 2016 to 6 Jul 2020)
    • [FCA CF] Material risk taker (11 Nov 2016 to 25 Sep 2023)
    • CF30 Customer (9 Dec 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2016 to 25 Sep 2023)
    • [FCA CF] Client dealing (11 Nov 2016 to 25 Sep 2023)
    • [FCA CF] Manager of certification employee (11 Nov 2016 to 6 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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