Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF2 Non Executive Director (AR) (since 3 Jan 2025)
    • SMF3 Executive Director (since 22 Jul 2021)
    • CF1 Director (AR) (19 Dec 2024 to 1 Feb 2026)
    • CF2 Non Executive Director (23 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (7 Oct 2016 to 15 May 2018)
    • CF1 Director (27 Feb 2014 to 23 Jul 2018)
    • Responsible for Insurance Mediation (19 Aug 2013 to 9 Aug 2017)
    • CF8 Apportionment and Oversight (19 Aug 2013 to 12 Feb 2014)
    • (2)Employed By (since 20 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2023)
    • SMF3 Executive Director (since 17 Feb 2023)
    • Responsible for Insurance Distribution (since 17 Feb 2023)
    • SMF16 Compliance Oversight (since 17 Feb 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Feb 2011 to 31 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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