Date authorised
4 December 2017
Companies House
10646518
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dukes House
    32-38 Dukes Place
    5th Floor
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +442071010555
  • Complaints Contact

    Dukes House
    32-38 Dukes Place
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +442071010555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Austen

    IRN JXA00780

    • CF1 Director (AR) (since 5 Nov 2025)
  • Manon Ligato

    IRN MXL00789

    • CF1 Director (AR) (6 Nov 2025 to 26 Feb 2026)
  • Noah Jamal

    IRN NXJ01181

    • Responsible for Insurance Distribution (since 17 Feb 2023)
    • SMF16 Compliance Oversight (since 17 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2023)
    • SMF3 Executive Director (since 17 Feb 2023)
  • Zareena Khan

    IRN ZXK01139

    • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2025)
    • CF1 Director (4 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Dec 2017 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.