Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privée (UK) Limited
FRN 119250
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- [FCA CF] Manager of certification employee (since 8 Sep 2023)
- [FCA CF] Client dealing (since 26 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
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- [FCA CF] Functions requiring qualifications (24 Jan 2020 to 22 Jun 2021)
- [FCA CF] Client dealing (24 Jan 2020 to 22 Jun 2021)
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- [FCA CF] Client dealing (24 Jan 2020 to 22 Jun 2021)
- [FCA CF] Functions requiring qualifications (24 Jan 2020 to 22 Jun 2021)
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- CF30 Customer (30 Nov 2019 to 30 Nov 2019)
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- CF30 Customer (12 May 2018 to 29 Nov 2019)
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- CF30 Customer (15 Jan 2016 to 26 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.