Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Manager of certification employee (since 8 Sep 2023)
    • [FCA CF] Client dealing (since 26 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 22 Jun 2021)
    • [FCA CF] Client dealing (24 Jan 2020 to 22 Jun 2021)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (24 Jan 2020 to 22 Jun 2021)
    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 22 Jun 2021)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (30 Nov 2019 to 30 Nov 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (12 May 2018 to 29 Nov 2019)
  • Master Adviser CFP Limited (no longer approved here)

    FRN 458919

    • CF30 Customer (15 Jan 2016 to 26 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.