Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WISE ASSETS UK LTD
FRN 839689
- SMF16 Compliance Oversight (since 20 Mar 2026)
- [FCA CF] Significant management (since 9 Dec 2025)
- [FCA CF] Material risk taker (since 9 Dec 2025)
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- SMF16 Compliance Oversight (5 Nov 2021 to 7 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (17 May 2021 to 31 Dec 2022)
- [PRA CF] Managing a material risk taker (17 May 2021 to 31 Dec 2022)
- [FCA CF] Material risk taker (17 May 2021 to 31 Dec 2022)
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- SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2021)
- CF10 Compliance Oversight (9 Nov 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.