WISE ASSETS UK LTD

• Principal Place of Business

  1st Floor, Worship Square

  65 Clifton Street

  London

  EC2A 4JE

  UNITED KINGDOM

  Phone

  +4402039741320

  Web

  https://wise.com/gb/assets/

• Complaints Contact

  1st Floor, Worship Square

  65 Clifton Street

  London

  EC2A 4JE

  UNITED KINGDOM

  Phone

  +442039741320

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ben de Klerk Steyn

  IRN BDS01052

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2020 to 31 Dec 2024)
  • SMF16 Compliance Oversight (25 Feb 2020 to 31 Dec 2024)
• Chandni Bhan

  IRN CXB00262

  • SMF3 Executive Director (since 1 May 2024)
  • [FCA CF] Material risk taker (since 30 May 2023)
  • [FCA CF] Significant management (since 30 May 2023)
• Cian Arjun Gregory Weeresinghe

  IRN CXW00502

  • [FCA CF] Significant management (since 29 Mar 2022)
  • [FCA CF] Material risk taker (since 29 Mar 2022)
• Dann Bibas

  IRN DXB02234

  • [FCA CF] Material risk taker (30 Mar 2021 to 2 Sep 2021)
  • [FCA CF] Client dealing (30 Mar 2021 to 2 Sep 2021)
• Dean Nash

  IRN DXN07132

  • [FCA CF] Material risk taker (30 Mar 2021 to 7 Jan 2022)
  • [FCA CF] Significant management (30 Mar 2021 to 7 Jan 2022)
• Diana Cecilia Avila Gonzalez

  IRN DXG00414

  • [FCA CF] Material risk taker (since 30 Mar 2022)
  • [FCA CF] Significant management (since 30 Mar 2022)
• Emmanuel Thomassin

  IRN EXT00215

  • [FCA CF] Material risk taker (since 1 Oct 2024)
• Harsh Sinha

  IRN HXS00309

  • [FCA CF] Material risk taker (since 30 Mar 2022)
  • [FCA CF] Significant management (since 30 Mar 2022)
• Isabel Jane Naidoo

  IRN IXN00044

  • [FCA CF] Significant management (since 29 Jun 2022)
  • [FCA CF] Material risk taker (since 29 Jun 2022)
• Jessica Jing Winter

  IRN JXW00793

  • [FCA CF] Significant management (since 30 Mar 2022)
  • [FCA CF] Material risk taker (since 30 Mar 2022)

• Wise Payments Limited (Introducer AR)

  FRN 975773 · Appointed 19 Sep 2021

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