Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rothesay Life Plc
FRN 466067
- [FCA CF] Manager of certification employee (since 1 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 25 Jan 2024)
- [FCA CF] Client dealing (since 25 Jan 2024)
- [FCA CF] Material risk taker (since 25 Jan 2024)
- [FCA CF] Significant management (since 25 Jan 2024)
-
- [FCA CF] Client dealing (4 Nov 2019 to 20 Jan 2024)
- [FCA CF] Manager of certification employee (4 Nov 2019 to 20 Jan 2024)
- [FCA CF] Material risk taker (4 Nov 2019 to 20 Jan 2024)
-
- [FCA CF] Material risk taker (4 Nov 2019 to 20 Jan 2024)
- [FCA CF] Client dealing (4 Nov 2019 to 20 Jan 2024)
- [FCA CF] Manager of certification employee (4 Nov 2019 to 20 Jan 2024)
-
- CF30 Customer (3 Mar 2016 to 3 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.