Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Aug 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (21 Mar 2023 to 2 May 2023)
  • Beyond Advice Group Ltd (no longer approved here)

    FRN 830162

    • [FCA CF] Functions requiring qualifications (17 Jan 2022 to 22 Feb 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 Jun 2008)
    • CF22 Investment Adviser (Trainee) (25 Jul 2007 to 31 Oct 2007)
  • The Shepherds Friendly Society Limited (no longer approved here)

    FRN 109997

    • CF21 Investment Adviser (29 Aug 2006 to 7 Sep 2006)
    • CF22 Investment Adviser (Trainee) (17 Feb 2004 to 6 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.