Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Oct 2024)
    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [FCA CF] Material risk taker (30 Oct 2024 to 6 Mar 2026)
    • [FCA CF] Client dealing (since 30 Oct 2024)
    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [FCA CF] Material risk taker (30 Oct 2024 to 6 Mar 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (14 Jun 2023 to 29 Jul 2024)
    • [FCA CF] Client dealing (3 Mar 2023 to 29 Jul 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (14 Jun 2023 to 29 Jul 2024)
    • [FCA CF] Client dealing (3 Mar 2023 to 29 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (8 Feb 2017 to 9 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.