Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 30 Oct 2024)
- [FCA CF] Manager of certification employee (since 30 Oct 2024)
- [FCA CF] Material risk taker (30 Oct 2024 to 6 Mar 2026)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 30 Oct 2024)
- [FCA CF] Manager of certification employee (since 30 Oct 2024)
- [FCA CF] Material risk taker (30 Oct 2024 to 6 Mar 2026)
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- [FCA CF] Material risk taker (14 Jun 2023 to 29 Jul 2024)
- [FCA CF] Client dealing (3 Mar 2023 to 29 Jul 2024)
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- [FCA CF] Material risk taker (14 Jun 2023 to 29 Jul 2024)
- [FCA CF] Client dealing (3 Mar 2023 to 29 Jul 2024)
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- [FCA CF] Client dealing (8 Feb 2017 to 9 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.