Nika Franke-Matthecka

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GBM SECURITIES LIMITED (no longer approved here)
FRN 586463
- [FCA CF] Client dealing (27 Mar 2025 to 7 Nov 2025)
Renaissance Capital Limited (no longer approved here)
FRN 186891
- [FCA CF] Client dealing (28 Feb 2021 to 13 Oct 2021)
- CF30 Customer (15 Feb 2011 to 8 Dec 2019)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 18 Oct 2010)
- CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.