Nigel Stuart Briggs

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Landmark Mortgages Limited
FRN 106081
- SMF4 Chief Risk (since 9 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF4 Chief Risk (9 Dec 2019 to 9 Sep 2021)
- CF10 Compliance Oversight (11 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Jul 2019 to 8 Dec 2019)
- CF28 Systems and controls (11 Jul 2019 to 8 Dec 2019)
Newbury Building Society (no longer approved here)
FRN 206077
- SMF16 Compliance Oversight (7 Mar 2016 to 2 Nov 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 2 Nov 2018)
- CF10 Compliance Oversight (6 Nov 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (28 Feb 2014 to 6 Mar 2016)
The Shepherds Friendly Society Limited (no longer approved here)
FRN 109997
- Responsible for Insurance Mediation (14 Jan 2005 to 14 Mar 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Sep 2003 to 31 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.