Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SRP Risk & Finance LLP
FRN 499724
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (10 Jul 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (10 Jul 2009 to 20 Apr 2017)
- CF11 Money Laundering Reporting (10 Jul 2009 to 8 Dec 2019)
- CF30 Customer (10 Jul 2009 to 8 Dec 2019)
- CF4 Partner (10 Jul 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.