SRP Risk & Finance LLP

Date authorised
1 April 2013
Companies House
OC336996
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    167-169 Great Portland Street
    5th Floor
    London
    W1W 5PF
    UNITED KINGDOM
    Phone
    +4407802855991
    Web
    https://www.s-r-p.co.uk

  • Complaints Contact

    167-169 Great Portland Street
    5th Floor
    London
    W1W 5PF
    UNITED KINGDOM
    Phone
    +4407802855991

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . SRP2 LLP

    IRN XXS01125

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Jul 2009 to 8 Dec 2019)
  • Ben Freeman

    IRN BXF01184

    • CF30 Customer (9 Jun 2011 to 31 Oct 2012)
  • Charles Mason

    IRN CXM02098

    • CF30 Customer (25 Nov 2011 to 26 Feb 2013)
  • Colin Garlick

    IRN CXG01140

    • CF30 Customer (10 Jul 2009 to 1 May 2011)
  • Gavin Dominic Brent

    IRN GDB01077

    • CF30 Customer (18 Dec 2009 to 8 Dec 2019)
  • John Gordon Anderson

    IRN JGA01040

    • CF30 Customer (15 Mar 2010 to 8 Dec 2019)
  • Nigel Simeon Roger Edwards

    IRN NSE01005

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2009 to 8 Dec 2019)
    • CF4 Partner (10 Jul 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Jul 2009 to 20 Apr 2017)
    • CF30 Customer (10 Jul 2009 to 8 Dec 2019)
  • Richard Ian Tolkien

    IRN RIT01006

    • CF30 Customer (15 Dec 2009 to 31 Oct 2012)
  • Thomas James Cunningham

    IRN TJC01203

    • CF30 Customer (9 Nov 2012 to 20 Aug 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.