Nigel Lyndon Sycamore

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Wealth Management Ltd

    FRN 681734

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (3 Jul 2015 to 8 Dec 2019)
    • CF1 Director (3 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jul 2015 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (8 May 2008 to 31 Dec 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Dec 2007 to 14 Apr 2008)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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