Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LIVE SMART FINANCIAL PLANNING LTD
FRN 778483
- Responsibility for MCD Intermediation (since 17 Dec 2021)
- Responsible for Insurance Distribution (since 26 Nov 2021)
- SMF16 Compliance Oversight (since 26 Nov 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Nov 2021 to 1 Jan 2025)
- CF1 Director (17 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.