Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Aug 2007 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF27 Investment Management (28 Feb 2002 to 9 Jan 2004)
    • CF26 Customer Trading (25 Feb 2002 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.