Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (30 Oct 2014 to 27 May 2016)
- CF3 Chief Executive (30 Oct 2014 to 27 May 2016)
- CF29 Significant management (1 Apr 2014 to 30 Oct 2014)
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- CF29 Significant management (1 Nov 2007 to 31 Jul 2009)
- CF17 Significant Mgt (Other Business Operations) (4 Jul 2003 to 31 Oct 2007)
- CF20 Significant Mgt (Settlements) (4 Jul 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Jul 2003 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 27 Aug 2009)
- CF20 Significant Mgt (Settlements) (4 Jul 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Jul 2003 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (31 Oct 2004 to 31 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.