Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clubb Capital Limited
FRN 164686
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (6 Aug 2019 to 8 Dec 2019)
- CF30 Customer (6 Aug 2019 to 8 Dec 2019)
- CF28 Systems and controls (6 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2003)
- CF13 Finance (1 Dec 2001 to 1 Sep 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.