Clubb Capital Limited

Date authorised
1 April 2013
Companies House
02701742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4-12 Regent Street
    4th Floor Rex House
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +4402078519080

  • Complaints Contact

    4-12 Regent Street
    4th Floor Rex House
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +4402078519080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlos Antonio Pittol

    IRN CAP01057

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Sep 2003 to 31 Oct 2007)
    • CF1 Director (1 Sep 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Sep 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Sep 2003 to 8 Dec 2019)
  • David Karl Paxton

    IRN DKP01016

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2005)
  • Hugh Jeremy Middleton

    IRN HJM01035

    • CF30 Customer (1 Nov 2007 to 1 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James Bronson Clubb

    IRN JBC01036

    • CF28 Systems and controls (1 Nov 2007 to 7 May 2019)
    • CF30 Customer (1 Nov 2007 to 7 May 2019)
    • CF11 Money Laundering Reporting (27 Aug 2003 to 1 Apr 2008)
    • CF13 Finance (27 Aug 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 7 May 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Joerg Gruber

    IRN HJG01021

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Michael Edwin Goar

    IRN MEG01030

    • CF30 Customer (1 Nov 2007 to 1 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nigel Anthony Nicholson

    IRN NAN01005

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF28 Systems and controls (6 Aug 2019 to 8 Dec 2019)
    • CF1 Director (6 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2003)
    • CF13 Finance (1 Dec 2001 to 1 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.