Nicole Malik

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atlantide Asset Management Limited (no longer approved here)

    FRN 578476

    • SMF16 Compliance Oversight (6 Sep 2023 to 17 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Sep 2023 to 17 Oct 2024)
  • Palladian Investment Partners LLP (no longer approved here)

    FRN 923841

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2022 to 29 Sep 2025)
    • SMF16 Compliance Oversight (24 Jan 2022 to 29 Sep 2025)
  • IBP Markets Limited (no longer approved here)

    FRN 520929

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Mar 2020)
    • CF11 Money Laundering Reporting (18 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Oct 2019 to 8 Dec 2019)
  • Markovtech Capital Limited (no longer approved here)

    FRN 688829

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jan 2020)
    • CF11 Money Laundering Reporting (18 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Mar 2018 to 8 Dec 2019)
  • Redhedge Asset Management LLP (no longer approved here)

    FRN 660296

    • CF10 Compliance Oversight (8 Mar 2018 to 30 Aug 2019)
    • CF11 Money Laundering Reporting (8 Mar 2018 to 30 Aug 2019)
  • Method Investments & Advisory Ltd (no longer approved here)

    FRN 208692

    • CF10a CASS Oversight function (18 Feb 2014 to 16 Jul 2014)
    • CF10 Compliance Oversight (16 Oct 2013 to 16 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.