Nicolas James Crofts Tranter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF1 Director (AR) (17 Mar 2021 to 4 Apr 2022)
- CF30 Customer (17 Mar 2021 to 4 Apr 2022)
Gordian Knot Limited (no longer approved here)
FRN 170759
- CF30 Customer (6 Mar 2017 to 12 Jan 2018)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (6 Mar 2012 to 6 Mar 2016)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (3 Aug 2009 to 15 Jun 2011)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.