Nicolas Emile Joseph Grant

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors International IM Limited
FRN 122512
- [FCA CF] Manager of certification employee (since 4 Mar 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Aug 2018 to 8 Dec 2019)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (8 Aug 2018 to 8 Dec 2019)
Severn Trent Retail and Utility Services Limited (no longer approved here)
FRN 310729
- CF1 Director (AR) (23 Jan 2017 to 15 Mar 2018)
- CF8 Apportionment and Oversight (15 Dec 2016 to 7 Mar 2018)
- Responsible for Insurance Mediation (15 Dec 2016 to 7 Mar 2018)
Severn Trent Water Ltd (no longer approved here)
FRN 407251
- (4)Employed By (23 Jan 2017 to 15 Mar 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.