Nicolas Alexander Fenn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beechbrook Capital LLP

    FRN 484833

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 24 Jul 2008)
    • SMF27 Partner (9 Dec 2019 to 10 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2022)
    • CF1 Director (AR) (23 Feb 2016 to 10 Aug 2022)
    • CF4 Partner (24 Jul 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jul 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jul 2008 to 14 May 2015)
  • Beechbrook UK SME Credit Ltd

    FRN 735951

    • Employed By (since 23 Feb 2016)
  • Investcorp Credit Management EU Limited (no longer approved here)

    FRN 446483

    • CF27 Investment Management (1 Jul 2006 to 11 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Jul 2006 to 11 Oct 2007)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF23 Corporate Finance Adviser (11 Nov 2002 to 11 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.